Legal Information

Wealth Management

Disclosure in the context of outsourcing arrangements according to article 2, paragraph (4) GBC

Description / PurposeTransmitted InformationJurisdiction

Hosting and maintaining the database for Deutsche Wealth Online (i.e. online banking tool) and the related components (GLUE Standard Business Services, Falcor, WSO2 API MGR) to allow clients to access Deutsche Wealth Online

Client data transmitted includes personal data (e.g., name, contact details) and information on client assets across portfolios and asset classes

Switzerland

Hosting and maintaining the document storage to allow clients to access e-documents in Deutsche Wealth Online

Client data transmitted includes personal data (e.g., name, contact details) and client electronic documents (e.g., account statements, tax statements)

Switzerland

Maintenance & support of Deutsche Bank IT Infrastructure used by Loan Processing Tool

(IT Infrastructure hardware and software maintenance support is provided by DB staff, DXC and TCS)

Client data transmitted / visible includes personal data (name, address, place of birth etc.). In addition, counterparty data (client static data, borrower groups, pledgor groups, etc.), asset/collateral data (security data, customer positions, pledging information), limit and sub-limit data (incl. selected Facility details), liability data (loan, guarantee, etc.), derivatives positions

UK, Germany, USA, Singapore, India, Australia, Bulgaria, Canada, Costa Rica, Hong Kong, Japan, Malaysia, Romania, Slovakia

Development & support of Deutsche Bank Loan Processing Tool

(by Deutsche Bank employees)

Client data transmitted / visible includes personal data (name, address, place of birth etc.). In addition, counterparty data (client static data, borrower groups, pledgor groups, etc.), asset/collateral data (security data, customer positions, pledging information), limit and sub-limit data (incl. selected Facility details), liability data (loan, guarantee, etc.), derivatives positions

Romania

Credit Risk Management via Deutsche Bank Loan Processing Tool

(by Deutsche Bank employees)

Client data transmitted / visible includes personal data (name, address, place of birth etc.). In addition, counterparty data (client static data, borrower groups, pledgor groups, etc.), asset/collateral data (security data, customer positions, pledging information), limit and sub-limit data (incl. selected Facility details), liability data (loan, guarantee, etc.), derivatives positions, contract documentation

UK, Switzerland, Germany, Italy

Prospect and Client Management via Engage (Salesforce customer relationship management tool)

Client and prospect data transmitted / visible includes personal data (name, address, place of birth etc.) depending on what is provided and in line with the privacy statement. All date is encrypted and anonymised

Germany and France (back-up)

 

Corporate & Investment Bank

List of Third Parties with Whom client-identifying or personal information may be shared (effective as of 1 October 2018)

Description / PurposeTransmitted InformationJurisdiction
Hosting and support of the electronic archiving system in relation to loan agreements. Company name, legal address, contact details, contractual information. United Kingdom
Hosting and support of the credit administration system. Company name, legal address, contact details, contractual information. United States of America
Operational servicing of the syndicated and bilateral loans. Company name, legal address, contact details, contractual information. India
Hosting, support and operational tasks of the account reconciliation. Anonymized account information such as booking details. United Kingdom & India
Group Financial and Risk Reporting. Company name, legal address, contact details, contractual information. India
Operational tasks to process and pay invoices. Company name, legal address, contact details, contractual information. India
Sub custodian services provided to clients containing mirror booking processes. Company name, legal address, contact details, contractual information. Germany
Investor & Depositary Services back office function. Company name, legal address, contact details, contractual information. Ireland
Cash and Security reconciliation analysis.
Preparation and distribution of reports.
Company name, legal address, contact details, contractual information. India
Cash and Security reconciliation analysis. Preparation and distribution of reports; Registrar & Transfer Agency Services; Coordination of administrative and operational tasks; Instructions of deal issuances and/or cancellations as well as analytical support to sales department. Company name, legal address, contact details, contractual information. United States of America